AQ

AQ CAPITAL

Tokenised Fund Platform
Institutional Yield. On-Chain Access.

ETFs for Crypto — Active Strategy Tokens on ERC-3643

March 2026 Confidential
02 / 15

The Opportunity

The RWA tokenisation wave is underway — but every product on-chain today offers the same thing: passive T-bill yield. We're bringing active strategies to the chain.

RWA On-Chain
$26.6B
4x YoY Growth
Represented Assets
$369B
Including off-chain tokenised
Unique Holders
850K
Growing 15%+ monthly
The Problem

Existing tokenised products (BUIDL, USDY, USTB) only offer T-bill yield at ~4.3%. Investors get passive exposure wrapped in a token — no alpha, no active management, no edge.

Our Solution

AQ tokenises active trading strategies3x the yield at institutional-grade risk management. Same regulatory framework, dramatically better returns.

12.8% net yield vs 4.3%

Same regulatory framework, 3x the return

03 / 15

Token Product Line

Seven distinct tokens spanning the risk-return spectrum — from near-zero-risk T-bill wrappers to high-yield active strategies.

Token Strategy Net Yield Risk Phase
AQ-YIELD Multi-Strategy (Flagship) 12.8% Moderate Launch
AQ-TBASIS Treasury Basis ~15.0% Low Phase 2
AQ-STABLE T-Bill Yield ~4.3% Near-Zero Phase 2
AQ-CMDTY Commodity Curves ~10.0% Mod-High Phase 2
AQ-RATES Rates / FX Carry ~8.0% Moderate Phase 3
AQ-SENIOR Tranched — Senior ~6.0% Low Phase 3
AQ-JUNIOR Tranched — Junior ~20.0% High Phase 3
04 / 15

How It Works

The BTC Bond v2 structure: BTC collateral generates leveraged yield through active multi-strategy deployment.

Step 1
BTC Held
Step 2
Borrow USDC
2% cost
Step 3
Convert USD
Step 4
Multi-Strategy
15.4% gross
Net
12.8%
to token holders
$77M
Gross P&L
-$10M
Borrow
Cost
-$3M
Ops &
Infra
$64M
Net
Income
-$16.5M
Token
Coupons
$47.5M
Excess
Return
05 / 15

Yield Comparison

Active strategies vs passive T-bill wrappers — the yield gap is the product.

AQ-YIELD
12.8%
AQ-TBASIS
15.0%
BlackRock BUIDL
4.3%
Ondo USDY
4.5%
Superstate USTB
4.2%
Franklin BENJI
4.3%
3x Yield Advantage

Active Strategies vs Passive T-Bills — same compliance, dramatically better returns

06 / 15

Fund Structure

Cayman Segregated Portfolio Company — each strategy is legally ring-fenced.

AQ Yield Fund SPC
Cayman Islands Exempted Company
SP-1
AQ-YIELD
Multi-Strategy
SP-2
AQ-TBASIS
Treasury Basis
SP-3
AQ-STABLE
T-Bill Yield
Ring-Fenced by Law

Each segregated portfolio is legally isolated. Strategy failure in one SP cannot affect another. Creditors of one SP have no recourse to assets of another.

CIMA Regulated

Cayman Islands Monetary Authority oversight provides institutional credibility and regulatory framework aligned with global standards.

07 / 15

Token Architecture

Institutional-grade compliance baked into the token standard. DeFi-composable from day one.

ERC-3643 Standard

The institutional security token standard with ISO standardisation underway. Permissioned transfers with on-chain identity verification and compliance rules enforced at the protocol level.

Multi-Chain Deployment
Ethereum Base Avalanche Polygon

Deploy where the liquidity is. Canonical token on Ethereum, bridged to L2s and alt-L1s for gas efficiency.

📈
Daily NAV Oracle
On-chain price feed updated daily from fund admin NAV calculations
💰
Flexible Yield
Accumulating (NAV appreciation) or drip (periodic distribution) yield modes
🔗
DeFi Composable
Use as collateral in lending protocols, AMM liquidity, or structured products
08 / 15

Regulatory Framework

Multi-jurisdictional rollout aligned to the most favourable regulatory calendars.

🇰🇾
Cayman Islands
CIMA + Reg S
Launch

Feb 2026 legislation carves out tokenised funds from VASP regulation

🇪🇺
European Union
MiCA + DLT Pilot
Phase 2
🇺🇸
United States
Reg D / Reg A+
Phase 2-3
🇦🇪
UAE
ADGM / DIFC
Phase 2
🇸🇬
Singapore
MAS
Phase 2

Feb 2026 Cayman Update: New legislation explicitly carves out tokenised fund interests from VASP registration requirements, enabling compliant issuance under existing CIMA mutual fund regulation without additional crypto-specific licensing.

09 / 15

Distribution Channels

Three parallel channels: own platform, on-chain native, and CeFi / traditional finance rails.

🌐
AQ Portal
Proprietary investor platform with integrated KYC, fiat + crypto on-ramp, portfolio dashboard, and direct mint/redeem.
KYC Fiat On-Ramp Crypto On-Ramp
On-Chain Native
ERC-3643 direct mint/redeem, DeFi protocol integration, lending collateral, AMM liquidity provision.
ERC-3643 DeFi Lending
🏢
CeFi / Traditional
Listed on Coinbase, MERJ Exchange, INX. Available through fund platforms and Bloomberg terminal.
Coinbase MERJ Bloomberg
10 / 15

Competitive Landscape

No other tokenised product offers active strategy yield at this scale.

Feature AQ BUIDL USDY USTB
Yield 12.8% 4.3% 4.5% 4.2%
Active Strategies
Multi-Product 7 tokens 1 1 1
BTC Exposure
DeFi Composable Limited Limited
Multi-Chain 4 1 3 1
Retail Access Global US Accred. Non-US US Accred.
11 / 15

Risk Management

Institutional-grade controls across legal, regulatory, and portfolio risk dimensions.

Legal Isolation
  • Segregated portfolios ring-fenced by Cayman law
  • Strategy failure in one SP cannot affect another
  • SEC 40% test compliant (~2% securities exposure)
Security Audit
  • Smart contract dual-audit: Trail of Bits + Consensys Diligence
  • Continuous monitoring and formal verification
Portfolio Risk
~3.5%
Vol Target
10%
Max DD Hard Stop
Strategy Focus
  • Commodity-interest-only strategies
  • Daily NAV transparency via on-chain oracle
  • Independent fund administrator verification
12 / 15

Roadmap

Q2 2026 — Foundation
Legal & Infrastructure
Cayman SPC formation, Securitize partnership, ERC-3643 smart contract development & audit, AQ Portal build, seed capital commitment.
Q3 2026 — Launch
Initial Token Offerings
AQ-YIELD, AQ-STABLE, AQ-TBASIS live on Ethereum. Mint/redeem operational. DeFi integrations with major lending protocols.
Q4 2026 — Scale
Distribution Expansion
CeFi exchange listings (Coinbase, MERJ, INX). EU entity formation for MiCA compliance. US Reg D filing for accredited investors.
2027 — Platform
Full Platform Build
Third-party strategy tokenisation. Traditional fund distribution integration. AQ-CMDTY, AQ-RATES, and tranched products launch.
Q2 Target
Legal ✓
Contracts & Audit
Q3 Target
3 Tokens
Live on Ethereum
Q4 Target
3 Venues
CeFi Listings
2027 Target
7 Tokens
Full Suite Live
13 / 15

Cost & Revenue

Setup Costs
$500K – $830K
  • Legal structuring & opinions
  • Smart contract dev & dual audit
  • Portal & infrastructure build
  • Exchange listings & compliance
Annual Operating
$330K – $620K/yr
  • Fund admin & audit
  • Transfer agent (Securitize)
  • Legal & compliance ongoing
  • Infrastructure & operations
Revenue Streams at Scale
Stream Range Description
Management Fee 1.0 – 1.5% Annual fee on AUM
Performance Fee 15 – 20% Above high-water mark
Mint / Redeem 0.10 – 0.25% Per transaction
Platform Fee TBD Third-party tokenisation revenue (2027+)
Breakeven AUM
~$50M
14 / 15

Team & Partners

AQ Capital
Investment Manager

Strategy origination, portfolio construction, investor relations, and fund governance. Responsible for all investment decisions and fund operations.

Zavara Holdings LLC
Technology & Quantitative Infrastructure

6-person dev team, AI-agent-assisted (Claude Code, Cursor). Python + Rust quantitative trading infrastructure, real-time execution, and calibration systems.

Securitize
Transfer Agent & Token Platform
Citco
Fund Administration
Trail of Bits
Smart Contract Audit
Consensys
Smart Contract Audit
15 / 15

Next Steps

01
Legal Counsel
Engage Cayman counsel for SPC formation
02
Securitize
Formalise transfer agent partnership
03
Smart Contracts
ERC-3643 development & audit
04
Seed Capital
Deploy initial capital into AQ-YIELD
AQ CAPITAL
Institutional Yield. On-Chain Access.